Business Continuity Statement

In light of past domestic and global occurrences, such as 9/11 and recent global occurrences, governmental regulatory authorities have put into place new rules (NASD Rule 3510 and Rule 3520), which address the very important issue of businesses continuing under various disaster scenarios, as a protection feature for the investing public.

The intent of this notice is not meant to cause alarm, but to provide for efficiencies in communication, during a disruptive occurrence.

Below is a summary on how Commonwealth intends to handle any recovery-related occurrence:

Commonwealth’s business continuity plan has been reviewed with the NASD. Our counsel, Reed Smith, in Philadelphia PA, retains a copy of our plan, as well. Our website: www.ccclease.com will also be available, in instances where an alternative means of communication would become necessary.

Our business is not dependent on day-to-day access to funds, therefore we, at Commonwealth, feel that Commonwealth’s plan, which has been completed and implemented, will provide ample alternative communication abilities and maximum continued service to our investors.

In the case of a “one-location” disaster, we have now provided an alternative investor hotline for your use. It is an additional toll-free number set up for your convenience and use, which is: (877) 654-1500, in addition to our current toll-free, which is: (800) 249-3700.

Our Pennsylvania office local phone number is (610) 594-9600 and our Florida office local phone number is (727) 938-5933.

In the case of a “multi-location disaster”, please see our website: www.ccclease.com for further information on additional/alternative means of communication. As none of us anticipate ever needing the use of this information, please keep this information with your investment records.

We will continue to keep you informed if any of the above information should change, through our purchase confirms, financial reports and annual tax information.

 

Office Locations

Florida Office
400 Cleveland St. 7th Floor
Clearwater, FL 33755
877.654.1500

Pennsylvania Office
Brandywine Bldg 1
Suite 200
2 Christy Dr.
Chadds Ford, PA 19317
877.654.1500

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